rfc8726v1.txt   rfc8726.txt 
Independent Submission A. Farrel Independent Submission A. Farrel
Request for Comments: 8726 Independent Submissions Editor Request for Comments: 8726 Independent Submissions Editor
Category: Informational February 2020 Category: Informational October 2020
ISSN: 2070-1721 ISSN: 2070-1721
How Requests for IANA Action Will be Handled on the Independent Stream How Requests for IANA Action Will Be Handled on the Independent Stream
Abstract Abstract
The Internet Assigned Numbers Authority (IANA) maintains registries The Internet Assigned Numbers Authority (IANA) maintains registries
to track code points used by protocols such as those defined by the to track code points used by protocols such as those defined by the
IETF and documented in RFCs developed on the IETF Stream. IETF and documented in RFCs developed on the IETF Stream.
The Independent Submissions Stream is another source of documents The Independent Submissions Stream is another source of documents
that can be published as RFCs. This stream is under the care of the that can be published as RFCs. This stream is under the care of the
Independent Submissions Editor (ISE). Independent Submissions Editor (ISE).
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Table of Contents Table of Contents
1. Introduction 1. Introduction
2. Allocations from Existing Registries 2. Allocations from Existing Registries
3. Changing Policies of Existing Registries 3. Changing Policies of Existing Registries
4. Creating New IANA Registries 4. Creating New IANA Registries
5. Assigning Designated Experts 5. Assigning Designated Experts
6. Transfer of Control 6. Transfer of Control
7. IANA Considerations 7. IANA Considerations
8. Security Considerations 8. Security Considerations
9. Normative References 9. References
9.1. Normative References
9.2. URL References
Acknowledgements Acknowledgements
Author's Address Author's Address
1. Introduction 1. Introduction
The Internet Assigned Numbers Authority (IANA) maintains registries The Internet Assigned Numbers Authority (IANA) maintains registries
to track code points used by protocols such as those defined by the to track code points used by protocols such as those defined by the
IETF and documented in RFCs developed on the IETF Stream. A full IETF and documented in RFCs developed on the IETF Stream. A full
list of registries and code points can be found at list of registries and code points can be found at
https://www.iana.org/protocols. https://www.iana.org/protocols.
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allocation policy of the registry itself and usually require allocation policy of the registry itself and usually require
documentation from the same stream that created the registry. documentation from the same stream that created the registry.
Independent Stream RFCs will not seek to change the allocation Independent Stream RFCs will not seek to change the allocation
policies of any registries except those created by documents from the policies of any registries except those created by documents from the
Independent Stream. The list of such registries is itself very Independent Stream. The list of such registries is itself very
limited (see Section 4). limited (see Section 4).
4. Creating New IANA Registries 4. Creating New IANA Registries
Sometimes, new registries are needed to track a new set of code Sometimes registries are needed to track a new set of codepoints for
points for a new protocol or an extension to an existing protocol. a new protocol or an extension to an existing protocol.
In general, documents on the Independent Stream cannot request the In general, documents on the Independent Stream cannot request the
creation of a new registry. creation of a new IANA registry.
The only exception to this rule is the creation of a subregistry that The only exception to this rule is when a document to be published in
is specifically tied to a code point allocated for the same document the Independent Submission Stream requests the allocation of a code
from an existing registry where the allocation policy for that point from an existing registry with allocation policy Specification
document is Specification Required, Expert Review, RFC Required, or Required, Expert Review, RFC Required, or First Come First Served.
First Come First Served. Furthermore, where there is an appointed DE Then the document to be published may also need to create a registry
for the parent registry, that DE must approve the creation of the that is tied to that specific code point and is used for
subregistry. Additionally, the allocation policy for the new interpretting a sub-code.
subregistry may only be First Come First Served, RFC Required,
Experimental, or Private Use. In particular, no subregistry may be Consider, for example, the "Uniform Resource Identifier (URI)
created that would require IETF action to achieve a future code point Schemes" registry [URL-URIschemes]. From time to time, a URI scheme
allocation. See Section 5 for an explanation of why the application may need a registry of associated parameters: for example, consider
of Specification Required and Expert Review are not acceptable the tel URI scheme that has a register of parameteds called the "tel
policies for any subregistry created from a document in the URI Parameters" [URL-telURI].
Independent Stream.
Such examples are rare, and only exist to support the allocation from
the base registry. In such cases, where there is an appointed DE for
the existing base registry, the assignment of the individual code
point from the existing base registry and the creation of the new
registry can only happen if the DE approves both actions.
There are several further constraints on the new registry:
* The allocation policy for the new registry may only be First Come
First Served, RFC Required, Experimental, or Private Use. In
particular, no registry may be created that would require IETF
action to achieve a future codepoint allocation. See Section 5
for an explanation of why the application of Specification
Required and Expert Review are not acceptable policies for any
registry created from a document in the Independent Stream.
* If the allocation policy for the new registry is First Come First
Served, the document must contain a brief statement and
explanation of the expected arrival rate of new registrations over
time.
* The new registry must contain a clear statement of the escalation
process for any issues that arise with the registry. A model for
this statement is as follows:
| This registry was created by [RFCabcd] which was published on the
| Independent Submissions Stream. Any issues that arise with the
| management of this registry will be resolved by IANA in
| consultation with the Independent Submissions Editor.
* The IESG will be invited to provide their opinions about the
advisability of creation of any new registries during their
conflict review of the document [RFC5742] and the ISE will give
full consideration to such opinions.
Authors of Independent Submission Stream documents should consider
the most appropriate venue to host such registries taking into
account where the expertise for managing and reviewing registry
assignments may be found. In some cases, this may mean that
registries are hosted by organizations other than IANA.
5. Assigning Designated Experts 5. Assigning Designated Experts
Some IANA allocation policies (specifically, Specification Required Some IANA allocation policies (specifically, Specification Required
and Expert Review) utilize the review of a DE. The procedures and Expert Review) utilize the review of a DE. The procedures
applicable to the appointment and actions of a DE are described in applicable to the appointment and actions of a DE are described in
Section 5 of [RFC8126]. Section 5 of [RFC8126].
When a DE is appointed, the position must be maintained and supported When a DE is appointed, the position must be maintained and supported
by whoever designated the DE in the first place. That is, someone by whoever designated the DE in the first place. That is, someone
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8. Security Considerations 8. Security Considerations
There are no direct security considerations arising from this There are no direct security considerations arising from this
document. It may be noted that some IANA registries relate to document. It may be noted that some IANA registries relate to
security protocols, and the stability and proper management of those security protocols, and the stability and proper management of those
registries contribute to the stability of the protocols themselves. registries contribute to the stability of the protocols themselves.
That is a benefit for the security of the Internet and the users of That is a benefit for the security of the Internet and the users of
the Internet. the Internet.
9. Normative References 9. References
9.1. Normative References
[RFC4846] Klensin, J., Ed. and D. Thaler, Ed., "Independent [RFC4846] Klensin, J., Ed. and D. Thaler, Ed., "Independent
Submissions to the RFC Editor", RFC 4846, Submissions to the RFC Editor", RFC 4846,
DOI 10.17487/RFC4846, July 2007, DOI 10.17487/RFC4846, July 2007,
<https://www.rfc-editor.org/info/rfc4846>. <https://www.rfc-editor.org/info/rfc4846>.
[RFC5742] Alvestrand, H. and R. Housley, "IESG Procedures for
Handling of Independent and IRTF Stream Submissions",
BCP 92, RFC 5742, DOI 10.17487/RFC5742, December 2009,
<https://www.rfc-editor.org/info/rfc5742>.
[RFC8126] Cotton, M., Leiba, B., and T. Narten, "Guidelines for [RFC8126] Cotton, M., Leiba, B., and T. Narten, "Guidelines for
Writing an IANA Considerations Section in RFCs", BCP 26, Writing an IANA Considerations Section in RFCs", BCP 26,
RFC 8126, DOI 10.17487/RFC8126, June 2017, RFC 8126, DOI 10.17487/RFC8126, June 2017,
<https://www.rfc-editor.org/info/rfc8126>. <https://www.rfc-editor.org/info/rfc8126>.
9.2. URL References
[URL-telURI]
"tel URI Parameters", <https://www.iana.org/assignments/t\
el-uri-parameters/tel-uri-parameters.xhtml>.
[URL-URIschemes]
"Uniform Resource Identifier (URI) Schemes",
<https://www.iana.org/assignmen\ ts/uri-schemes/uri-
schemes.xhtml>.
Acknowledgements Acknowledgements
Thanks to Brian Carpenter, Subramanian Moonesamy, Craig Partridge, Thanks to Brian Carpenter, Subramanian Moonesamy, Craig Partridge,
Michelle Cotton, Andrew Malis, Warren Kumari, Ned Freed, Rich Salz, Michelle Cotton, Andrew Malis, Warren Kumari, Ned Freed, Rich Salz,
Michael Richardson, Colin Perkins, Stephen Farrell, Barry Leiba, and Michael Richardson, Colin Perkins, Stephen Farrell, Barry Leiba, and
Benjamin Kaduk for suggestions and advice. Benjamin Kaduk for suggestions and advice.
Author's Address Author's Address
Adrian Farrel Adrian Farrel
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